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Assistant Manager, Regulatory Compliance

Posted on 12 Mar 2025
  • To be advised 
  • Permanent, Full Time
  • Closing in 54 days
  • IQEQ

Location: Isle of Man.

Company: IQ-EQ - A Global Leader in Investor Services.

As part of our Risk & Compliance function, our overall goal is to protect the IQ-EQ Group brand and to support the successful execution of business strategy through the delivery of an integrated compliance culture and programme across the Group.

Our team aims to support the IQ-EQ and FNTC Boards of Directors and senior management to fulfil their statutory and regulatory obligations, by helping to ensure compliance with the laws, regulations, principles and codes established by our regulators.

Our Risk & Compliance team is growing! Are you detail-oriented with a background in a Fiduciary environment? Perhaps you would be interested in joining our Isle of Man office in an Assistant Manager position.

The Role:

You will support the compliance team in building effective cross-functional relationships while mentoring administrators to actively participate in compliance initiative, your responsibilities include proactively monitoring compliance issues, maintaining up-to-date regulatory registers, and ensuring adherence to applicable laws, policies and control processes. You will work closely with compliance manager and senior leadership to identify and mitigate risks, support regulatory reporting, and assist with regulatory and audit queries. Additionally, you will oversee RACC meetings, manage compliance inbox queries, and monitor training records, ensuring timely follow-ups. Your role will also involve reviewing and approving International Stock Exchange documentation, contributing to accurate reporting and regulatory compliance.

Experience:

Relevant professional qualification such as an ICA Compliance Certificate.
Previous Trust Company experience (desirable).
Experience/knowledge of working in a Fiduciary environment.
Practical knowledge and application of Isle of Man regulations.

Why You'll Love It Here:

Top-Tier Benefits: Enjoy a robust pension scheme, dental care, life cover, income protection, and our employee referral bonuses.
Impact: Be a trusted expert in a collaborative, client-focused culture.

Your pay cheque is just the start, experience rewards that truly add value!

To apply or find out more please email declan.fitzmaurice@iqeq.com or apply at the link below:

https://smrtr.io/pX4Bz

Please reach out for a complete job spec upon application.

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