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Compliance Manager

Posted on 22 Nov 2024
  • To be advised 
  • Permanent, Full Time
  • Closing in 39 days
  • Search and Select Recruitment Agency

Our client seeks a Compliance Manager to join their team Role Profile: You will have had responsibility for implementing compliance monitoring processes and controls within a small / medium sized financial services environment. Key Skills and Experience: A compliance professional with a minimum of 5 years Compliance experience in a TCSP with an ICA Certificate in Compliance. Effective written and verbal communication. A good knowledge and understanding of local laws, regulations and rules and ensuring policies and procedures are up to date. Experience of dealing with the Regulators on a day to day basis, regulatory visits and production of regulatory reports and documentation. Report writing. Knowledge of all applicable legislation / regulations. Excellent interpersonal skills at all levels.
If you have the required skills please apply online at searchandselect.com quoting reference number: 15341

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